As of September 1, 2021, we are pleased to be part of D.A. Davidson
& Co. We will continue serving our clients as part of their
full-service Investment Banking Group.
to learn more about our combined strengths.
Applying Marine Corps Principles to Risk & Compliance - an Interview with Thomson Reuters Regulatory Intelligence TV
Our CEO founder Ken Marlin was recently interviewed by Randall Mikkelsen, Managing Editor North America, and David Curran, Global Director, Risk & Compliance of Thompson Reuters about how to win ethically on Wall Street.